Policies and Procedures. Compliance Policies. 5.1.01 Auditing and Monitoring for Compliance. 5.1.02 Compliance Training and Education. 5.1.03 Conflict of Interest. 5.1.04 Reportable Events Policy. 5.1.05 Detection of Fraud Waste and Abuse Policy. 5.1.06 Document Retention and Destruction.Policy. 5.1.07 Gifts and Business Courtesies from Vendors ....